On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

Commissioner Mark Uyeda will take over running the U.S. Securities and Exchange Commission as the agency awaits the Senate ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.

The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...

This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

LONDON, Jan 21 (Reuters) - Hedge fund industry lobbyists have sent a wish list to the U.S. Securities and Exchange Commission (SEC) asking for repeals and delays to much of the regulator's hard ...

Nasdaq has submitted a proposal to enable in-kind creation and redemption for the BlackRock iShares Bitcoin Trust (IBIT).

(Reuters) - The U.S. Securities and Exchange Commission's new leadership said on Tuesday it had created a task force to develop a regulatory framework for crypto assets, in the first major move by ...